Sophisticated Investor

Are you a Sophisticated investor?


RM Capital and RM Corporate Finance can give you access to a range of ASX and private deals across small and mid cap companies in a variety of sectors including resources, technology and biotech & pharmaceutical.

You will have the opportunity to participate in Sophisticated Investor only deals such as pre-IPO raises and private placements.


What is a Sophisticated Investor?


S.708 of the Corporations Act of Australia defines the thresholds that determine if an investor can be certified as sophisticated or wholesale. This section of the Act defines a Sophisticated Investor as someone who satisfies one or both of the following criteria, certified by a Chartered Accountant:

    • A gross income for each of the last two financial years of at least $250,000; or
    • Net assets of at least $2.5 million.

Additionally, This type of investor is considered to have adequate investment knowledge and experience to make informed decisions regarding a new offer of securities without requiring the protection of a prospectus.

RM Capital Sophisticated Investors Certificate

Are you ready to access the latest deals as a Sophisticated Investor? Download our Sophisticated Investor Certificate and return, completed to Bryce Gould (Corporate Finance Manager) via email at

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